Code Of Ethics

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Code of Ethics for Professionals

Preamble:

The purpose of this Code of Ethics is to guide professionals in maintaining the highest ethical standards and ensuring the public’s confidence in the profession. It applies to all members and affiliates of the [Professional Organization].

Core Principles:

1. Integrity:– Maintaining honesty and integrity in all professional dealings.- Abstaining from conflicts of interest and engaging in activities that undermine the profession’s reputation.

2. Professional Competence:– Maintaining knowledge and skills through continuing education and training.- Providing services with competence, diligence, and ethical judgment.

3. Client Respect:– Treating clients with respect, confidentiality, and empathy.- Maintaining client confidentiality and privacy.

4. Fairness and Equity:– Treating all clients fairly, regardless of their circumstances.- Providing equal opportunities for all clients.

5. Professionalism:– Maintaining high standards of professional conduct, including honesty, integrity, and punctuality.- Embracing ethical behavior and acting with integrity in all dealings.

Specific Guidelines:

1. Conflict of Interest:– Disclosing any potential conflicts of interest to clients and employers.- Avoiding situations that could compromise objectivity or impartiality.

2. Client Confidentiality:– Maintaining client confidentiality with the utmost care.- Not disclosing or using confidential information without client consent.

3. Fair Treatment:– Treating all clients fairly, regardless of their race, gender, religion, sexual orientation, or any other protected characteristic.- Providing services without bias or discrimination.

4. Professional Development:– Engaging in continuing education and training to maintain competence and knowledge.- Participating in professional organizations and activities that promote ethical behavior.

5. Reporting Ethical Violations:– Reporting any suspected ethical violations to the appropriate authorities.- Taking action to address ethical violations when necessary.

Consequences:

Any violation of this Code of Ethics may result in disciplinary action, including reprimand, suspension, or expulsion from the organization.

Effective Date: [Date]

Revision History: [List of revisions]

Categories

Pocketful Fintech Capital Private Limited (CIN U65999DL2021PTC390548):

The SEBI Registration No. allotted to us is INZ000313732.
NSE Member Code: 90326| BSE Member Code: 6808| MCX Member Code: 57120
DP CDSL: 12099800

Compliance Officer : Mr. Randhir Kumar Chaudhari
Tel no: 011- 49022222 / 011-49022277
Email: randhir@pocketful.in

Registered Address/Correspondence Address: C- 3, Ground Floor, Okhla Industrial Area, Phase - 1, New Delhi - 110020

For any complaints, drop us an email atlegal@pocketful.in

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