CONTINUING EDUCATION

Minutes of Meeting Date: [Date]Time: [Time]Location: [Location] Attendees:– [List of attendees] Agenda: Welcome and introductions: Chair [Name] welcomed everyone to the meeting. Review of previous meeting minutes: Minutes from the previous meeting were reviewed and approved. New business: [List of new business items] Old business: [List of old business items] Committee reports: [List of committee […]

Securities Contracts Securities contracts are legally binding agreements between two or more parties that involve the exchange of securities. They are governed by a complex set of laws and regulations, including the Securities Exchange Act of 1934, the Securities Exchange Commission Rules of Practice, and the Uniform Securities Act. Types of Securities Contracts: Sales Agreements: […]

The Institute of Certified Financial Analysts (ICFA) Society of India is a professional organization that represents over 2,000 CFA® charterholders and students in India. Established in 1987, the society aims to foster a vibrant and ethical community of financial professionals, provide opportunities for professional development, and advocate for the highest standards of ethical conduct. Key […]

A chartered advisor for senior living is a financial advisor who specializes in providing financial services to seniors. These advisors offer a wide range of services, including: Financial planning: Creating comprehensive financial plans tailored to each senior’s unique circumstances. Reviewing retirement savings and investments. Providing advice on Social Security benefits. Planning for estate and tax […]

Continuing Education Continuing education (CE) is a process of acquiring new knowledge, skills, and competencies in a particular field of study or profession. It is typically undertaken voluntarily by individuals who have already completed a certain level of education or training and want to keep their skills current or advance their careers. Types of Continuing […]

Investment Policy Statement (IPS) Purpose: The Investment Policy Statement (IPS) serves to define the investment objectives, risk tolerance, and guidelines for managing the organization’s investments. It is a formal document that guides investment decisions and ensures consistency and alignment with the organization’s overall goals. Key Components: 1. Investment Objectives: Define specific goals and objectives for […]